Municipal Securities Rulemaking Board

Results: 1131



#Item
861United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Law / U.S. Securities and Exchange Commission / Rulemaking / Self-regulatory organization / Government / Securities Exchange Act / Tower Amendment / United States securities law / Financial regulation / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-07-16 14:24:17
86273rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Self-regulatory organization / Law / Securities Exchange Act / Government / Rulemaking / Municipal Securities Rulemaking Board / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 18, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-09-22 11:14:02
863United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / 73rd United States Congress / Law / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Rulemaking / Tower Amendment / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-06-14 09:12:00
864Self-regulatory organizations / Financial system / Municipal Securities Rulemaking Board / United States securities law / Bonds / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Industry and Financial Markets Association / Municipal bond / Financial economics / Stock market / Investment

  November 12, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-13 16:01:48
865United States securities law / Business / United States Securities and Exchange Commission / Law / 73rd United States Congress / U.S. Securities and Exchange Commission / Self-regulatory organization / Securities Exchange Act / Franchising / Financial regulation / Electronic Municipal Market Access / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 27, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating t

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-04-01 10:40:49
866Investment / Securities / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Initial public offering / Financial economics / Stock market / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule[removed]Trading Halts and Suspensions

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-12-20 13:07:03
867Finance / Municipal Securities Rulemaking Board / United States securities law / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Broker-dealer / Securities Exchange Act / Financial adviser / Securities market / Financial economics / Self-regulatory organizations / Financial regulation

Notice of Filing of Amendment No. 1 to and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule A-3, on Membership on the Board, to Comply with the Dodd-Frank Wall

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-09-30 17:14:04
868Self-regulatory organizations / 73rd United States Congress / Financial regulation / Financial system / Municipal Securities Rulemaking Board / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Auction / United States securities law / Business / United States Securities and Exchange Commission

PDF Document

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-03-21 07:38:55
86973rd United States Congress / United States Securities and Exchange Commission / United States securities law / U.S. Securities and Exchange Commission / Law / Self-regulatory organization / Securities Exchange Act / Rulemaking / Municipal bond / Municipal Securities Rulemaking Board / Government / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]April 14, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating t

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-04-14 17:25:27
870Direct marketing / Self-regulatory organizations / Corporate crime / Municipal Securities Rulemaking Board / Federal Trade Commission / Telephone Consumer Protection Act / U.S. Securities and Exchange Commission / Silent call / Financial Industry Regulatory Authority / Business / Telemarketing / Marketing

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 24, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving a Proposed Rule Change to Amend MSRB

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-05-24 13:21:15
UPDATE